UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
|
Date of Report |
|
|
(Date of earliest |
|
|
event reported): |
May 2, 2016 |
DOUGLAS DYNAMICS, INC.
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-34728 |
|
134275891 |
|
(State or other
jurisdiction of
incorporation) |
|
(Commission File
Number) |
|
(IRS Employer
Identification No.) |
7777 North 73rd Street, Milwaukee, Wisconsin 53223
(Address of principal executive offices, including zip code)
(414) 354-2310
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Explanatory Note
On May 4, 2017, Douglas Dynamics, Inc. (the “Company”) filed a Current Report on Form 8-K with the Securities and Exchange Commission (the “Original Filing”). This amendment to the Original Filing is being made to correctly identify Deloitte & Touche LLP as the Company’s independent registered public accounting firm. Except for the foregoing, this amendment does not modify or update any other disclosure contained in the Original Filing.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 2, 2017, Douglas Dynamics, Inc. (the “Company”) held its annual meeting of stockholders (the “2017 Annual Meeting”). The name of each director elected at the 2017 Annual Meeting, a brief description of each other matter voted upon at the 2017 Annual Meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each such matter, as applicable, are set forth below.
Election of Two Directors to Terms Expiring at the 2020 Annual Meeting of Stockholders
|
Name of Nominee |
|
Shares Voted For |
|
Shares Withheld |
|
Broker Non-Votes |
|
James L. Janik, |
|
18,830,138 |
|
344,154 |
|
2,442,532 |
|
James D. Staley |
|
18,826,180 |
|
348,112 |
|
2,442,532 |
Advisory Vote on Approval of the Compensation of the Company’s Named Executive Officers
|
Shares Voted For |
|
Shares Voted
Against |
|
Abstentions |
|
Broker Non-Votes |
|
18,215,851 |
|
719,228 |
|
239,212 |
|
2,442,532 |
Advisory Vote on the Frequency of the Advisory Stockholder Vote on Executive Compensation
|
Votes for 1
Year |
|
Votes for 2
Years |
|
Votes for 3
Years |
|
Abstentions |
|
Broker Non-
Votes |
|
16,636,210 |
|
22,240 |
|
2,466,109 |
|
49,732 |
|
2,442,532 |
The Company has decided that it will hold an advisory vote on the compensation of its named executive officers every year until the next required advisory vote on the frequency of future advisory votes on executive compensation as required pursuant to Section 14A of the Securities and Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.
Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm for 2017
|
Shares Voted For |
|
Shares Voted Against |
|
Abstentions |
|
21,545,109 |
|
52,883 |
|
18,832 |
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