UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On April 28, 2020, Douglas Dynamics, Inc. (the “Company”) held its annual meeting of stockholders (the “2020 Annual Meeting”). The name of each director elected at the 2020 Annual Meeting, a brief description of each other matter voted upon at the 2020 Annual Meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each such matter, as applicable, are set forth below.
Election of Two Directors to Terms Expiring at the 2023 Annual Meeting of Stockholders
| Name of Nominee | Shares Voted For | Shares Withheld | Broker Non-Votes | |||||||||
| James L. Janik | 19,054,875 | 657,492 | 1,749,082 | |||||||||
| James D. Staley | 17,681,689 | 2,030,677 | 1,749,082 | |||||||||
Advisory Vote on Approval of the Compensation of the Company’s Named Executive Officers
| Shares Voted For | Shares Voted Against | Abstentions | Broker Non-Votes | |||||||||
| 19,471,305 | 213,180 | 27,881 | 1,749,082 | |||||||||
Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm for 2020
| Shares Voted For | Shares Voted Against | Abstentions | ||||||
| 21,437,824 | 13,412 | 10,213 | ||||||
Approval of the Company’s Amended and Restated 2010 Stock Incentive Plan
| Shares Voted For | Shares Voted Against | Abstentions | Broker Non-Votes | |||||||||
| 19,193,075 | 494,967 | 24,325 | 1,749,082 | |||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 1, 2020
| DOUGLAS DYNAMICS, INC. | ||
| By: | /s/ Sarah Lauber | |
| Sarah Lauber | ||
| Chief Financial Officer and Secretary | ||