UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form SD

 

Specialized Disclosure Report

 

 

DOUGLAS DYNAMICS, INC.

(Exact name of the registrant as specified in its charter)

 

 

Delaware

001-34728

(State or other jurisdiction
of incorporation)

(Commission file number)
   

11270 W Park Place Ste 300, Milwaukee, Wisconsin

53224

(Address of principal executive offices)

(Zip code)
   

Sarah Lauber
Chief Financial Officer and Secretary

(414) 354-2310

(Name and telephone number, including area code, of the
person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

 

 

 

☒

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.

 

 

☐

Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended __________.

 

 
 

 

Section 1 - Conflict Minerals Disclosure

 

Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibits

 

Douglas Dynamics, Inc. (the “Company”) is filing a Conflict Minerals Report as Exhibit 1.01 hereto. Together with this disclosure, the Conflict Minerals Report will be made publicly available in the Investor Relations section of the Company’s investor relations website at https://ir.douglasdynamics.com as of the date of this filing.

 

Section 2 – Resource Extraction Issuer Disclosure

 

Item 2.01 Resource Extraction Issuer Disclosure and Report

 

Not applicable.

 

Section 3 – Exhibits

 

Item 3.01 Exhibits

 

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

DOUGLAS DYNAMICS, INC.

 

 

/s/ Sarah Lauber May 18, 2023
By Sarah Lauber  (Date)
  Chief Financial Officer and Secretary